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James Anthony Combias

Mizuho Securities USA LLC

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About James Anthony Combias

James Anthony Combias has been active in the securities industry since June 17, 1990. Currently, James Combias is registered with Mizuho Securities USA LLC. James Combias has held previous positions at HSBC Securities (USA) Inc., Lehman Brothers Inc., Morgan Stanley & Co., Incorporated, Morgan Stanley Market Products Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Combias is licensed to conduct business in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

James Combias is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Combias’s Registration & Firm History

NY

01/29/2009 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/14/2003 - 04/10/2007

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

08/27/2002 - 04/10/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/14/2000 - 07/31/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

03/14/2000 - 07/31/2001

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NJ

02/17/1999 - 03/16/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

02/15/1996 - 03/05/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/31/1987 - 03/05/1999

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Anthony Combias.
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