Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Brewer is a financial advisor with over 18 years of experience in the industry. James is currently registered with LPL Financial LLC and has been with the firm since 2013. Prior to joining LPL Financial LLC, James was registered with Cetera Investment Services LLC from 2005 to 2013. James holds both Series 7 and Series 66 licenses as well as the Securities Industry Essentials (SIE) exam. James is licensed in Alabama, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Maine, Mississippi, Missouri, Nevada, New Mexico, North Carolina, Oregon, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
04/23/2015 - Present
LPL Financial LLC (HUNTSVILLE AL)
AL
03/08/2005 - 11/06/2013
CETERA INVESTMENT SERVICES LLC (HUNTSVILLE AL)
BOTH
Issued 07/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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