Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Acey-vanbrunt is a financial advisor with over nine years of experience in the financial services industry. James Anthony Acey-vanbrunt is registered with Neuberger Berman BD LLC. James Anthony Acey-vanbrunt has also been previously registered with RAYMOND JAMES & ASSOCIATES, INC. and MORGAN STANLEY. James Anthony Acey-vanbrunt is licensed to provide financial advice in 53 states and has passed numerous financial industry exams, including the Series 3, 4, 7, 9, 10, 31, 63 and 65. James Anthony Acey-vanbrunt has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
02/28/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NJ
04/09/2014 - 12/23/2020
RAYMOND JAMES & ASSOCIATES, INC. (PARAMUS NJ)
NJ
08/18/2011 - 04/14/2014
MORGAN STANLEY (MORRISTOWN NJ)
IA
Issued 08/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2021
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure James Acey-vanbrunt is the right advisor for you? Invested Better is here to help.
