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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Angus Tucker is a financial advisor with over 20 years of experience in the industry. James is currently registered with AE Wealth Management, LLC in Topeka, Kansas. James's previous employers include MADsion Avenue Securities, LLC, Raymond James Financial Services, Inc., Financial Network Investment Corporation, NationsBanc Investments, Inc. and Dean Witter Reynolds Inc. James has passed the Series 63, Series 65, Series 7, Series 31 and SIE exams and holds several designations. James specializes in portfolio management for individuals, portfolio management for businesses, financial planning, pension consulting, and educational seminars. James's clients include individuals, corporations, and pension and profit sharing plans. James has a history of providing high-quality financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
02/28/2022 - Present
AE Wealth Management, LLC (Topeka KS)
KS
01/31/2018 - 11/12/2018
MADISON AVENUE SECURITIES, LLC (Topeka KS)
FL
06/19/2001 - 06/14/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
02/16/2000 - 06/19/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
01/07/1998 - 04/16/1999
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NY
05/17/1994 - 02/14/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1994
Series 31 - Futures Managed Funds Examination
Active
Inactive
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