Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Wolfinger is a financial advisor at Janney Montgomery Scott LLC. James has over 50 years of experience in the financial services industry. He is registered with the Securities and Exchange Commission and holds Series 7, 63, 65, 5, 15 and SIE licenses. James is a strong advocate for his clients and strives to provide personalized financial advice and investment strategies. He has experience working with high-net-worth individuals, corporations, businesses, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
06/01/2018 - Present
Janney Montgomery Scott LLC (PITTSBURGH PA)
PA
07/31/1993 - 05/12/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSBURGH PA)
NY
12/22/1994 - 01/05/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
06/25/1979 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/15/1979 - 06/25/1979
LOEB PARTNERS
NA
01/07/1976 - 06/18/1979
E. F. HUTTON & COMPANY INC
NA
02/13/1975 - 01/10/1976
BACHE & CO INCORPORATED
NA
02/05/1973 - 02/16/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/26/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/29/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Wolfinger is the right advisor for you? Invested Better is here to help.
