Unclaimed
James Andrew Williams is a financial advisor with J.p. Morgan Institutional Investments Inc.. James has been in the industry since 2012. James is registered with FINRA and holds Series 7 and SIE licenses, and is registered in New York, North Carolina and Texas. James previously worked with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/07/2018 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
05/08/2012 - 10/16/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 04/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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