Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Wells is a financial professional with over 10 years of experience in the industry. James is currently registered with Charles Schwab & Co., Inc. and has a Series 7, Series 24, Series 63 and SIE licenses. James has previously worked with TD Ameritrade, Inc. and Pacific Select Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
09/01/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
12/13/2018 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
NE
09/05/2013 - 11/19/2018
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
08/28/2012 - 07/18/2013
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 10/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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