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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Waggett is a financial advisor with F L Putnam Investment Management Co. James has been in the industry since 2012, previously working at Equitable Advisors, LLC, Thrivent Investment Management Inc., TD Private Client Wealth LLC and Fidelity Brokerage Services LLC. James holds the Series 7, Series 63, Series 65, and SIE licenses, and is also a Certified Financial Planner and a Chartered Financial Analyst. James specializes in working with high-net-worth individuals, corporations and charitable organizations. James provides portfolio management, financial planning, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio monitoring and consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Assets under advisement
1
2
MA
05/10/2022 - Present
F L Putnam Investment Management Co. (WELLESLEY MA)
MA
09/02/2020 - 03/15/2022
EQUITABLE ADVISORS, LLC (WELLESLEY MA)
NJ
07/17/2020 - 08/28/2020
THRIVENT INVESTMENT MANAGEMENT INC. (MONTVALE NJ)
MA
08/23/2016 - 10/04/2019
TD PRIVATE CLIENT WEALTH LLC (BOSTON MA)
MA
11/27/2012 - 06/08/2015
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
IA
Issued 08/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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