Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Wagenbach is a financial advisor with over 30 years of experience in the financial services industry. James has been registered with Cetera Advisor Networks LLC since September 3, 2013. James holds the Series 6, Series 63, and SIE licenses and is registered in California and Texas. James previously held positions at Tower Square Securities, Inc., Mutual Service Corporation, National Planning Corporation, The Great-West Life Assurance Company, and Benefitcorp Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/03/2013 - Present
Cetera Advisor Networks LLC (SANTA MONICA CA)
CA
01/25/2002 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (VAN NUYS CA)
MA
01/25/2001 - 09/25/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
10/23/2000 - 01/30/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
04/16/1997 - 10/30/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
CO
08/22/1991 - 01/01/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
CO
08/22/1991 - 12/22/1992
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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