Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Soholt is a financial advisor who has been in the industry since 1994. James is currently registered with TIAA-CREF Individual & Institutional Services, LLC and has been with the firm since 2008. Previously, James worked at several other firms, including MetLife Securities Inc., Metropolitan Life Insurance Company, PMG Securities Corporation and Investors Brokerage Services, Inc. James holds Series 6, Series 7, and Series 63 licenses as well as the SIE. James is registered with the state of Illinois, Iowa, Minnesota, North Dakota, South Dakota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MN
01/09/2008 - Present
Tiaa-Cref Individual & Institutional Services, LLC (BLOOMINGTON MN)
MA
06/11/2001 - 12/06/2007
METLIFE SECURITIES INC. (SPRINGFIELD MA)
MN
06/11/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PLYMOUTH MN)
IL
08/01/2000 - 06/12/2001
PMG SECURITIES CORPORATION (ELGIN IL)
IL
01/13/1994 - 08/01/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
OH
07/01/1996 - 09/29/1999
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
06/20/1994 - 07/01/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BC
Issued 11/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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