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James Andrew Sia

Loomis Sayles Distributors, LP

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About James Andrew Sia

James Andrew Sia is a financial advisor with over 23 years of experience in the industry. James Andrew Sia is currently registered with Loomis Sayles Distributors, LP and has held previous positions with STANDARD LIFE INVESTMENTS SECURITIES LLC, FUNDS DISTRIBUTOR, LLC, WELLINGTON SALES CORP., CHARLES SCHWAB & CO., INC., and CREDIT SUISSE FIRST BOSTON CORPORATION. James Andrew Sia has a broad range of licenses, including Series 3, 6, 7, 63, and 65. James Andrew Sia specializes in helping clients meet their financial goals.

Firm Information

James Sia is currently registered with Loomis Sayles Distributors, LP. Loomis Sayles Distributors, LP is a Partnership formed in July 1996. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Sia’s Registration & Firm History

MA

10/13/2017 - Present

Loomis Sayles Distributors, LP (BOSTON MA)

MA

10/11/2016 - 09/07/2017

STANDARD LIFE INVESTMENTS SECURITIES LLC (BOSTON MA)

CA

02/23/2012 - 07/06/2016

FUNDS DISTRIBUTOR, LLC (BERKELEY CA)

MA

09/25/2001 - 11/07/2002

WELLINGTON SALES CORP. (BOSTON MA)

TX

05/28/1998 - 07/23/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

06/14/1994 - 01/26/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

RI

06/05/1989 - 06/28/1994

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 04/17/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/04/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2012

Series 3 - National Commodity Futures Examination

BC

Issued 02/22/2012

Series 7 - General Securities Representative Examination

BC

Issued 06/02/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Andrew Sia.
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