Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rushing is a financial advisor with Voya Financial Advisors, Inc. James is licensed in 14 states to provide investment advice and sell securities. James has a strong background in the financial services industry and has been working in the industry since 2014. James holds the Series 6, 7, 63, and 65 securities licenses as well as the SIE. James is also a notary public. James is committed to helping clients achieve their financial goals. James is located in Austin, Texas. James has also worked for NYLIFE SECURITIES LLC and New York Life.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/24/2019 - Present
Voya Financial Advisors, Inc. (AUSTIN TX)
TX
12/18/2014 - 02/07/2019
NYLIFE SECURITIES LLC (AUSTIN TX)
IA
Issued 06/21/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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