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James Andrew Robinson

National Financial Services LLC

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About James Andrew Robinson

James Andrew Robinson is a financial professional with over 20 years of experience in the industry. James is currently registered with National Financial Services LLC in Smithfield, Rhode Island. James has a wide range of experience, having previously worked with NF Clearing, Inc. and Prudential Investment Management Services LLC. James holds multiple licenses and certifications, including Series 4, Series 6, Series 7, Series 24 and Series 63. James is registered in Rhode Island, New Jersey, New Hampshire, and Washington.

Firm Information

James Robinson is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Robinson’s Registration & Firm History

RI

07/26/2006 - Present

National Financial Services LLC (SMITHFIELD RI)

PA

04/05/1999 - 11/29/2005

NF CLEARING, INC. (PHILADELPHIA PA)

NJ

11/20/1998 - 12/18/1998

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

04/03/1997 - 10/24/1997

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 06/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2001

Series 4 - Registered Options Principal Examination

BC

Issued 03/20/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1999

Series 7 - General Securities Representative Examination

BC

Issued 04/01/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Andrew Robinson.
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