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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roberts is a financial advisor with Wells Fargo Advisors Financial Network, LLC, with experience in the industry since 2016. James's focus is on providing investment consulting services to both institutional and individual clients, including financial planning and portfolio management. James has experience working with clients in several states, including California, Texas, and Arizona. James was previously employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/08/2022 - Present
Wells Fargo Advisors Financial Network, LLC (CAMARILLO CA)
CA
08/05/2016 - 04/12/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OXNARD CA)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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