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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Rawson is a financial advisor with Cetera Investment Advisers LLC, a firm with a strong presence in the financial services industry. James has been in the industry since 2016 and has a broad range of experience, including working with high-net-worth individuals and corporations, as well as pension and profit-sharing plans. James is registered with the state of California and Texas. James specializes in providing a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for both individuals and businesses. Cetera Investment Advisers LLC is a firm that provides financial services to a wide range of clients. The firm is committed to providing clients with the best possible service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/31/2024 - Present
Cetera Investment Advisers LLC (CONCORD CA)
CA
02/17/2023 - 01/03/2024
CETERA ADVISORS LLC (WALNUT CREEK CA)
CA
07/17/2019 - 05/11/2021
MORGAN STANLEY (WALNUT CREEK CA)
CA
01/28/2016 - 07/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
BOTH
Issued 2/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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