Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Perryman is an investment advisor representative associated with Robert W. Baird & Co. Inc.. James has been in the industry since 1985. James has experience providing financial advice to individuals, businesses, and institutions. James Andrew Perryman holds Series 63 and Series 65 licenses. James has been registered with the Securities and Exchange Commission (SEC) since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
03/29/2017 - Present
Robert W. Baird & Co. Inc. (DAVIDSON NC)
NC
06/01/2009 - 02/23/2011
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)
MD
05/16/1990 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
09/26/1988 - 05/29/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
12/22/1987 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC.
NA
11/03/1987 - 12/23/1987
LEGG MASON WOOD WALKER, INCORPORATED
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
01/05/1987 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
NA
08/13/1985 - 01/09/1987
MARION BASS SECURITIES CORPORATION
IA
Issued 08/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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