Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Pardieu is a registered representative with Morgan Stanley, working in the San Francisco, CA branch. James has been in the securities industry since 2011, working at Ameriprise Financial Services, LLC for over 9 years before joining Morgan Stanley. James has a strong background in investments, with licenses and registrations in both the Broker-Dealer and Investment Advisor categories. James is registered with the Securities and Exchange Commission (SEC), and holds a Series 66, Series 7 and SIE license. James has experience working with a variety of clients, including high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. James also provides asset allocation advice, financial planning, pension consulting, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/02/2020 - Present
Morgan Stanley (San Francisco CA)
CA
09/22/2011 - 10/06/2020
AMERIPRISE FINANCIAL SERVICES, LLC (SANTA ROSA CA)
BOTH
Issued 07/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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