Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Michaels is a financial advisor with over 30 years of experience in the industry. James Andrew Michaels is currently registered with Arkadios Wealth Advisors in Breckenridge, Colorado. James Andrew Michaels has previously been registered with several other firms including Securities America, Inc., Linsco/Private Ledger Corp., Royal Alliance Associates, Inc., and American Express Financial Advisors Inc. James Andrew Michaels holds a Series 7, Series 24, Series 63, and Series 66 securities licenses and has passed the SIE and Series 99TO examinations. James Andrew Michaels has been registered in 17 states including Arizona, Colorado, California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Minnesota, Pennsylvania, Texas, Virginia, and Washington. James Andrew Michaels specializes in providing financial planning, investment management, and insurance services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/17/2024 - Present
Arkadios Wealth Advisors (Breckenridge CO)
CO
09/06/2005 - 06/14/2024
SECURITIES AMERICA, INC. (GRAND JUNCTION CO)
SC
03/11/2004 - 09/09/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AZ
01/17/1996 - 03/08/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
03/11/1991 - 01/22/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/11/1991 - 01/22/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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