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James Andrew Means

Wilmington Capital Securities, LLC

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About James Andrew Means

James Means is a financial advisor with over 40 years of experience in the securities industry. James is currently registered with Wilmington Capital Securities, LLC in Garden City, NY and Bonita Springs, FL. James is also registered as an Investment Advisor Representative in Florida. Prior to joining Wilmington Capital Securities, LLC, James was a registered representative with RBC Capital Markets, LLC in Naples, FL.

Firm Information

James Means is currently registered with Wilmington Capital Securities, LLC. Wilmington Capital Securities, LLC is a Limited Liability Company registered in New York in 2004. The firm provides financial planning and portfolio management for individuals and businesses. They also offer wrap fee programs. Wilmington Capital Securities, LLC is registered with the SEC and with 49 state regulators. They manage approximately $243 million in assets and serve a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth.
Wilmington Capital Securities, LLC

600 OLD COUNTRY ROAD

GARDEN CITY, NY 11530

$243.01M

Assets Under Management

225

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Means’s Registration & Firm History

NY

06/10/2019 - Present

Wilmington Capital Securities, LLC (GARDEN CITY NY)

FL

03/02/1998 - 06/12/2019

RBC CAPITAL MARKETS, LLC (NAPLES FL)

NA

10/17/1988 - 03/02/1998

DAIN RAUSCHER INCORPORATED

NA

03/14/1983 - 10/17/1988

THE MILWAUKEE COMPANY

NA

08/20/1980 - 03/21/1983

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

IA

Issued 12/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Andrew Means. Review regulatory record here.
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