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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McElroy is a financial advisor at Grove Point Advisors, LLC. James has over 25 years of experience in the financial services industry. James is registered with the state of California as an Investment Advisor Representative. James also holds the Series 7, 6, 31, 63, and 65 licenses and is a registered principal with FINRA. James has a diverse background in the financial services industry. Previously, James worked as a financial advisor at diversified securities, incorporated, Private Equity Securities, Inc. and Eplanning Securities, Inc., among others. James is committed to providing clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
10/04/2024 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
CA
08/29/2011 - 02/21/2014
DIVERSIFIED SECURITIES, INCORPORATED (LONG BEACH CA)
CA
11/20/2007 - 06/20/2008
PRIVATE EQUITY SECURITIES, INC. (NEWPORT BEACH CA)
CA
08/29/2005 - 05/31/2006
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
NY
03/17/2004 - 08/19/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
10/06/2003 - 03/15/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
05/07/2003 - 10/08/2003
INVESTMENT ARCHITECTS, INC. (PETALUMA CA)
IA
08/28/2002 - 05/07/2003
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
AZ
07/17/2000 - 09/04/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NE
06/24/1999 - 07/14/2000
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
03/09/1998 - 07/15/1999
ALAMO CAPITAL (WALNUT CREEK CA)
MA
05/26/1994 - 03/03/1998
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
07/22/1992 - 06/28/1994
CALIFORNIA ONE INVESTMENTS
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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