Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Magliocco is a financial advisor with Ameriprise Financial Services, LLC, based in Brookfield, WI. James Andrew Magliocco has been in the financial services industry since July 2016. James Andrew Magliocco has also been registered with J.P. Morgan Securities LLC in the past. James Andrew Magliocco is licensed to provide financial advice in Arizona, Arkansas, California, Colorado, Connecticut, Florida, Illinois, Minnesota, Nebraska, North Carolina, North Dakota, Oklahoma, Tennessee, Texas, Washington, and Wisconsin. James Andrew Magliocco holds FINRA Series 6, 7, 63, and 66 licenses. James Andrew Magliocco is also licensed to provide investment advice in Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
03/15/2022 - Present
Ameriprise Financial Services, LLC (Brookfield WI)
WI
07/28/2016 - 04/19/2017
J.P. MORGAN SECURITIES LLC (BROOKFIELD WI)
BOTH
Issued 02/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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