Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Leonard is a registered representative with American Enterprise Investment Services Inc. James has been in the securities industry since 2019. James has a Series 7, Series 63 and SIE licenses. James is currently registered in North Carolina and Virginia. James was previously registered in Minnesota and Missouri. James's previous employers include Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/24/2024 - Present
American Enterprise Investment Services Inc. (Charlotte NC)
MN
11/10/2023 - 03/17/2024
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MO
06/21/2019 - 03/16/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BC
Issued 08/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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