Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Kiernan is a financial advisor with Empower Financial Services, Inc. with over 7 years of experience in the industry. James holds the Series 6, SIE and Series 63 licenses and is registered in 52 states. Prior to joining Empower, James worked at GWFS Equities, Inc., another branch of Empower Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/14/2018 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
WI
01/04/2016 - 02/14/2018
GWFS EQUITIES, INC. (Milwaukee WI)
BC
Issued 01/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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