Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hotchkiss is a financial advisor at LPL Financial LLC. James has over 30 years of experience in the financial services industry. James provides a variety of financial services to individuals, families, and businesses, including financial planning, portfolio management, and retirement planning. James is committed to providing personalized service and helping clients achieve their financial goals. James is also a registered representative with LPL Financial LLC and holds the Series 6, 7, 24, 63, and 65 licenses. James is a graduate of the University of Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/12/2021 - Present
LPL Financial LLC (MEYERSDALE PA)
VA
08/06/2020 - 12/10/2020
INFINEX INVESTMENTS, INC. (Staunton VA)
VA
06/18/2014 - 06/24/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (HARRISONBURG VA)
VA
11/07/2011 - 06/18/2014
CETERA INVESTMENT SERVICES LLC (STAUNTON VA)
VA
03/07/2005 - 11/10/2011
UVEST FINANCIAL SERVICES GROUP, INC. (STAUNTON VA)
NC
03/04/2002 - 01/24/2005
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CA
03/18/1997 - 03/04/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NC
02/23/1990 - 01/22/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
02/25/1987 - 03/22/1988
MML INVESTORS SERVICES, INC.
NA
11/01/1985 - 12/15/1986
FIRST INVESTORS CORPORATION
IA
Issued 03/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Hotchkiss is the right advisor for you? Invested Better is here to help.
