Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Holroyd is a financial professional with over 30 years of experience in the industry. James is currently a registered representative with Cambridge Investment Research Advisors, Inc. James is also an insurance agent, providing independent insurance services through Crump Insurance and Union Financial. James has a strong background in financial planning and portfolio management. James holds Series 66, Series 63, Series 51, Series 24, and Series 7 licenses. James also holds the Certified Financial Planner designation. James is registered to provide investment advice in multiple states, including Washington, Arizona, California, Colorado, Florida, Georgia, Idaho, Nebraska, Nevada, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WA
03/04/2024 - Present
Cambridge Investment Research Advisors, Inc. (Tacoma WA)
WA
10/21/2013 - 03/05/2024
PRINCIPAL SECURITIES, INC. (TACOMA WA)
WA
04/29/2013 - 10/24/2013
NEW ENGLAND SECURITIES (TACOMA WA)
WA
05/31/2011 - 04/30/2013
METLIFE SECURITIES INC. (TACOMA WA)
WA
01/26/2008 - 05/03/2011
ALLSTATE FINANCIAL SERVICES, LLC (BOTHELL WA)
WA
09/08/2000 - 12/31/2007
FARMERS FINANCIAL SOLUTIONS, LLC (UNIVERSITY PLACE WA)
IL
11/16/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
AZ
09/05/1997 - 12/31/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
06/18/1993 - 09/18/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
11/23/1988 - 06/23/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/23/1988 - 06/23/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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