Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Hodson is a financial advisor at C. L. King & Associates, Inc., in Albany, New York. James has over 20 years of experience in the financial services industry, specializing in investment advisory services. James holds the Series 6, 7, 63, and SIE securities licenses and the Series 99TO operations license. James is registered with the state of New York. Prior to joining C. L. King & Associates, Inc. James was employed by First Albany Capital Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/17/2006 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
06/05/2002 - 04/19/2006
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
WI
03/30/2001 - 05/28/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/30/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 04/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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