Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Heist-torres is a financial advisor with Mutual Of America Securities LLC. James has been in the financial industry since 2007. He is licensed to sell securities in Delaware, New Jersey and Pennsylvania. James holds the Series 6, Series 63 and SIE licenses. James previously worked at MUTUAL OF AMERICA LIFE INSURANCE COMPANY and VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
05/21/2012 - Present
Mutual OF America Securities LLC (Conshohocken PA)
PA
05/21/2012 - 11/09/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (BLUE BELL PA)
PA
03/28/2006 - 08/11/2011
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 04/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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