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James Andrew Grindo

Tiaa-Cref Individual & Institutional Services, LLC

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About James Andrew Grindo

James Andrew Grindo is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. James has been in the financial industry since 2002. He is registered with the state of North Carolina. James has a Series 63 and Series 65 licenses. James has a Series 7 and SIE licenses. He specializes in Financial planning, Portfolio management for individuals, and Selection of other advisers.

Firm Information

James Grindo is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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James Grindo’s Registration & Firm History

NC

06/04/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NY

11/01/2010 - 01/21/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/04/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NC

01/15/2004 - 09/15/2004

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

MO

06/15/2002 - 12/31/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

12/03/2001 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 06/04/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/18/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Andrew Grindo.
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