Unclaimed
James Andrew Frigstad is a financial advisor who has been in the industry since June 22, 2004. He is currently registered with Independent Advisor Alliance, LLC, where James provides investment advisory services. James is also registered with the state of Arizona, Colorado, Minnesota, and North Dakota. Prior to joining Independent Advisor Alliance, LLC, James was employed with THRIVENT INVESTMENT MANAGEMENT INC. James has a Series 66, Series 7 and SIE. James has earned the designations of Certified Financial Planner and Chartered Financial Consultant. James specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ND
04/09/2018 - Present
Independent Advisor Alliance, LLC (Bismark ND)
ND
06/22/2004 - 10/22/2015
THRIVENT INVESTMENT MANAGEMENT INC. (HAZEN ND)
BOTH
Issued 08/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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