Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Fredrikson is a financial advisor with Fifth Third Securities, Inc. James has been working in the financial industry since 1990. He is a Certified Financial Planner and is registered as a broker-dealer in several states. James has been associated with Fifth Third Securities, Inc. since 2007. Prior to that James was associated with Citigroup Investment Services, Salomon Smith Barney Inc. and Lehman Brothers Inc. James specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
11/28/2023 - Present
Fifth Third Securities, Inc. (BRENTWOOD TN)
IL
02/23/2007 - 07/22/2022
FIFTH THIRD SECURITIES, INC. (ROSEMONT IL)
NJ
03/10/2003 - 02/15/2007
CITICORP INVESTMENT SERVICES (RIDGEWOOD NJ)
NY
07/31/1993 - 02/11/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/02/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
11/23/1988 - 06/22/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 6/8/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/6/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/1/2005
Series 24 - General Securities Principal Examination
BC
Issued 1/10/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 4/17/1996
Series 4 - Registered Options Principal Examination
BC
Issued 7/29/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/26/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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