linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Andrew Ferrell

Riversource Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Andrew Ferrell

James Ferrell is a financial professional with over 20 years of experience in the financial services industry. James has held various roles in the financial services sector, including positions with Ameriprise Financial Services, Inc. and Prudential Annuities Distributors, Inc. James currently works for Riversource Distributors, Inc. and is registered with FINRA as well as the states of Arizona, California, Colorado, Florida, Idaho, Illinois, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, Nevada, New York, Oklahoma, Oregon, Texas, Utah, Washington, and Wisconsin.

Firm Information

James Ferrell is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Ferrell’s Registration & Firm History

MN

01/31/2012 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

08/04/2009 - 01/31/2012

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

CT

12/04/1998 - 05/15/2008

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

Not sure if James Andrew Ferrell is right for you?

Licenses & Designations

BC

Issued 02/04/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/15/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/17/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2009

Series 7 - General Securities Representative Examination

BC

Issued 12/01/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Andrew Ferrell.
Not sure if James Andrew Ferrell is right for you?