Unclaimed
James Andrew Davies is a financial advisor with Voya Investments Distributor, LLC. James has been in the industry since December 10, 2017 and is registered with FINRA. He is licensed in Arizona and Utah. James is also registered with Voya Investments Distributor, LLC and previously worked at VANGUARD MARKETING CORPORATION. He holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
01/25/2021 - Present
Voya Investments Distributor, LLC (SCOTTSDALE AZ)
AZ
12/11/2017 - 01/26/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 12/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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