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James Andrew Davies

Voya Investments Distributor, LLC

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About James Andrew Davies

James Andrew Davies is a financial advisor with Voya Investments Distributor, LLC. James has been in the industry since December 10, 2017 and is registered with FINRA. He is licensed in Arizona and Utah. James is also registered with Voya Investments Distributor, LLC and previously worked at VANGUARD MARKETING CORPORATION. He holds the Series 7 and Series 63 licenses.

Firm Information

James Davies is currently registered with Voya Investments Distributor, LLC. Voya Investments Distributor, LLC is a Limited Liability Company formed in October 2002. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Davies’s Registration & Firm History

AZ

01/25/2021 - Present

Voya Investments Distributor, LLC (SCOTTSDALE AZ)

AZ

12/11/2017 - 01/26/2021

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 12/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Andrew Davies.
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