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James Andrew Crandall

Scotia Capital (usa) Inc.

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About James Andrew Crandall

James Andrew Crandall has been in the industry since August 23, 1988. James is currently registered with Scotia Capital (usa) Inc. and has been with the firm since September 4, 2019. Prior to that, James worked at BNP Paribas Securities Corp., Credit Agricole Securities (USA) Inc., Scotia Capital (usa) Inc., CIBC World Markets Corp. and CIBC Wood Gundy Securities Corp.. James is licensed to conduct business in all 50 states and the District of Columbia.

Firm Information

James Crandall is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Crandall’s Registration & Firm History

NY

09/04/2019 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

09/08/2017 - 06/13/2019

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

04/24/2007 - 08/17/2017

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

04/11/2002 - 10/05/2006

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

11/03/1997 - 04/04/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

07/14/1989 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

NA

08/03/1987 - 04/26/1989

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 07/30/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1989

Series 3 - National Commodity Futures Examination

BC

Issued 07/30/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Andrew Crandall.
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