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James Andrew Carmichael

Voya Retirement Advisors, LLC

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About James Andrew Carmichael

James Carmichael is a financial advisor in Houston, Texas. James has been in the industry since 2011. James is currently registered with Voya Retirement Advisors, LLC. Prior to that, James was registered with TRIAD ADVISORS LLC, LPL FINANCIAL LLC, UBS FINANCIAL SERVICES INC., SAGEPOINT FINANCIAL, INC., and INVESCO DISTRIBUTORS, INC.. James holds Series 6, 7, and 66 licenses.

Firm Information

James Carmichael is currently registered with Voya Retirement Advisors, LLC. Voya Retirement Advisors, LLC is a terminated Limited Liability Company formed in February 2000. The firm is headquartered in Windsor, CT and provides portfolio management for individuals. Voya Retirement Advisors, LLC has 136 investment advisor representatives and manages approximately $27,040,741,407 in regulatory assets under management.
Voya Retirement Advisors, LLC

ONE ORANGE WAY

WINDSOR, CT 06095

$27.04B

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Carmichael’s Registration & Firm History

TX

07/10/2023 - Present

Voya Retirement Advisors, LLC (Houston TX)

TX

01/02/2019 - 03/04/2022

TRIAD ADVISORS LLC (Houston TX)

TX

03/23/2017 - 12/31/2018

LPL FINANCIAL LLC (HOUSTON TX)

TX

06/28/2016 - 03/06/2017

UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)

TX

07/08/2014 - 12/09/2015

SAGEPOINT FINANCIAL, INC. (SUGAR LAND TX)

TX

03/24/2011 - 07/03/2014

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 08/19/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2013

Series 7 - General Securities Representative Examination

BC

Issued 03/23/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Andrew Carmichael.
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