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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Burton is a financial advisor with over 30 years of experience in the industry. James is registered with Northwest Asset Management and is also registered in California, Idaho, Texas, and Washington. James has previously worked with firms such as PURSHE KAPLAN STERLING INVESTMENTS, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES, LLC, and PIPER JAFFRAY INC. James holds the Series 7, Series 31, Series 63, and Series 65 licenses, and is also a Certified Financial Planner. James specializes in providing financial planning, investment management, and portfolio management services to individuals and families. James has experience working with clients of all levels, including high net worth individuals, and offers a range of financial planning services, including tax preparation, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
01/02/2013 - Present
Northwest Asset Management (MERCER ISLAND WA)
CA
02/22/2013 - 09/30/2014
PURSHE KAPLAN STERLING INVESTMENTS (SANTA ROSA CA)
CA
06/01/2009 - 01/16/2013
MORGAN STANLEY (SANTA ROSA CA)
CA
09/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
CA
03/22/1999 - 09/19/2008
WACHOVIA SECURITIES, LLC (SANTA ROSA CA)
MN
01/24/1992 - 04/05/1999
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 05/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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