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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bauer is a financial advisor with J. W. Cole Advisors, Inc. based in Lake Placid, FL. James Bauer is a registered investment advisor and has been in the industry since 2000. James Bauer is licensed in Florida and has also passed the Series 6, Series 7, and Series 66 exams. James Bauer has experience working with both individuals and businesses. James Bauer's clients include high-net-worth individuals, corporations, and pension plans. The firm provides portfolio management services, financial planning, and hourly and fixed-rate consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/20/2014 - Present
J. W. Cole Advisors, Inc. (Lake Placid FL)
FL
10/24/2005 - 08/22/2014
CETERA FINANCIAL SPECIALISTS LLC (SEBRING FL)
NJ
12/12/2001 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IL
01/19/2000 - 11/27/2001
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
BOTH
Issued 11/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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