Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Andrew Aucutt is a registered investment advisor with Neuberger Berman BD LLC, providing advisory services for individuals, investment companies, and pooled investment vehicles. James is also a registered investment advisor with the firm in Texas and New York, and is licensed to provide financial services in 19 states. Before joining Neuberger Berman, James worked at Peachtree PC Investors, LLC in Dallas, Texas, and DWS Distributors, Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/25/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
GA
07/29/2021 - 02/18/2022
PEACHTREE PC INVESTORS, LLC (ATLANTA GA)
IL
04/23/2014 - 07/30/2021
DWS DISTRIBUTORS, INC. (CHICAGO IL)
IL
06/10/2010 - 03/31/2014
FIXED INCOME CAPITAL PARTNERS, LLC (WHEATON IL)
IA
Issued 04/22/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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