Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anderson is a financial professional with over 15 years of experience in the industry. James is currently registered with Empower Financial Services, Inc., a firm that is not in scope for the Investment Advisor Act of 1940. James is also registered with the Financial Industry Regulatory Authority (FINRA) and holds the following securities licenses: Series 7, Series 6, and Series 63. James also holds the Securities Industry Essentials (SIE) examination. Prior to joining Empower Financial Services, Inc., James worked with INTERSECURITIES, INC. in St. Petersburg, Florida. James is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/30/2016 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
FL
03/22/2005 - 05/24/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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