Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Amurao is a financial advisor with Robinhood Financial, LLC. James has been in the financial industry since September 4, 2017 and is currently registered in 53 states. James has passed the Series 7, 9, 10, 24, 63, SIE and 99TO exams. James was previously employed with CHARLES SCHWAB & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/19/2020 - Present
Robinhood Financial, LLC (Denver CO)
CO
08/08/2017 - 01/21/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 08/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/14/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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