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James Ambler Gilmore

BA Securities, LLC

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About James Ambler Gilmore

James Gilmore is a financial professional with over 20 years of experience in the industry. James currently works at BA Securities, LLC in Richmond, VA. Prior to joining BA Securities, LLC James worked at Lincoln International LLC, Scott & Stringfellow, LLC, Ewing Bemiss & Co., EVP Securities, LLC and Legg Mason Wood Walker, Incorporated. James holds the Series 7, 79 and 63 licenses along with the SIE Exam. James is registered with the states of Idaho, North Carolina, Pennsylvania and Virginia.

Firm Information

James Gilmore is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gilmore’s Registration & Firm History

VA

04/18/2017 - Present

BA Securities, LLC (RICHMOND VA)

IL

10/25/2012 - 04/04/2017

LINCOLN INTERNATIONAL LLC (CHICAGO IL)

VA

01/21/2011 - 10/16/2012

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

VA

09/13/2006 - 01/07/2011

EWING BEMISS & CO. (RICHMOND VA)

NC

11/08/2004 - 07/11/2006

EVP SECURITIES, LLC (CHARLOTTE NC)

MD

06/04/1993 - 08/15/1995

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 12/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Ambler Gilmore.
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