Unclaimed
James Gilmore is a financial professional with over 20 years of experience in the industry. James currently works at BA Securities, LLC in Richmond, VA. Prior to joining BA Securities, LLC James worked at Lincoln International LLC, Scott & Stringfellow, LLC, Ewing Bemiss & Co., EVP Securities, LLC and Legg Mason Wood Walker, Incorporated. James holds the Series 7, 79 and 63 licenses along with the SIE Exam. James is registered with the states of Idaho, North Carolina, Pennsylvania and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
04/18/2017 - Present
BA Securities, LLC (RICHMOND VA)
IL
10/25/2012 - 04/04/2017
LINCOLN INTERNATIONAL LLC (CHICAGO IL)
VA
01/21/2011 - 10/16/2012
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
09/13/2006 - 01/07/2011
EWING BEMISS & CO. (RICHMOND VA)
NC
11/08/2004 - 07/11/2006
EVP SECURITIES, LLC (CHARLOTTE NC)
MD
06/04/1993 - 08/15/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 12/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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