Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alvin Shelby is a financial advisor with over 35 years of experience in the industry. James is currently registered with Osaic Wealth, Inc. and has been with the firm since November 2023. Prior to joining Osaic Wealth, Inc., James was a registered representative with FSC Securities Corporation for over 25 years. James also owns and operates Diversified Financial Group, LLC. James offers a variety of financial services, including investment advice, estate planning and insurance sales. James holds Series 6, 7, 26, and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
09/30/2024 - Present
Osaic Wealth, Inc. (MEMPHIS TN)
TN
10/02/1997 - 11/03/2023
FSC SECURITIES CORPORATION (MEMPHIS TN)
OH
10/20/1987 - 10/16/1997
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 10/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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