Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alvarez is a financial advisor with Fidelity Brokerage Services LLC. James has been in the financial services industry since June 22, 2021. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, 7TO, and SIE licenses. James holds a license in 53 states and territories. James is currently registered in the state of Rhode Island at the Smithfield branch location. James's previous employment included Vanguard Marketing Corporation in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/25/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NC
03/09/2021 - 12/08/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 03/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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