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James Aloysius Notzon

PNC Investments

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About James Aloysius Notzon

James Aloysius Notzon is a financial advisor at PNC Investments, based in Houston, TX. James has been in the financial industry for over 30 years and has a strong understanding of investment strategies and portfolio management. James has a diverse background, previously working with BBVA Securities INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. James's commitment to clients is evident in his dedication to building long-lasting relationships and providing personalized financial guidance.

Firm Information

James Notzon is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Notzon’s Registration & Firm History

TX

09/22/2021 - Present

PNC Investments (Houston TX)

TX

05/16/2013 - 09/17/2021

BBVA SECURITIES INC. (LAREDO TX)

TX

08/04/2010 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (LAREDO TX)

TX

09/11/1992 - 06/01/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAREDO TX)

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Licenses & Designations

BC

Issued 08/26/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Aloysius Notzon.
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