Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Aloysious Mendrzycki is a financial advisor with over 50 years of experience in the financial services industry. James is currently a registered representative with Robert W. Baird & Co. Inc. James has a diverse background, with previous experience at firms like J.J.B. HILLIARD, W.L. LYONS, LLC, JANNEY MONTGOMERY SCOTT LLC, and PARKER/HUNTER INCORPORATED. James holds a variety of licenses and certifications, including Series 7, 24, 55, 63, and 79TO. James has experience working with a variety of client types, including individuals, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/22/2019 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
KY
09/28/2006 - 10/23/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
PA
06/25/2005 - 10/20/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
01/05/1977 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
NA
11/04/1971 - 01/05/1977
PARKER/HUNTER INCORPORATED
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/1980
Series 24 - General Securities Principal Examination
BC
Issued 08/28/1978
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/25/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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