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James Allen Wetherell

Pruco Securities, LLC

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About James Allen Wetherell

James Allen Wetherell is a financial advisor with Pruco Securities, LLC. James has been in the financial services industry since 2004. James holds Series 6, 7, 63, and 65 licenses, and has been registered with the state of Michigan since 2018. In addition to being a registered representative, James is also a registered investment advisor representative. James has worked with clients of all types, including individuals, businesses, trusts, and estates. The advisor has a history of working with Hantz Financial Services, Inc. James's primary office is located at 101 West Big Beaver Road, Suite 705, Troy, MI 48084. The firm’s main office is located at 751 Broad Street, Newark, NJ 07102-3777.

Firm Information

James Wetherell is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Wetherell’s Registration & Firm History

MI

10/17/2018 - Present

Pruco Securities, LLC (TROY MI)

MI

09/28/2004 - 07/16/2018

HANTZ FINANCIAL SERVICES, INC. (MIDLAND MI)

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Licenses & Designations

IA

Issued 04/30/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/27/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Allen Wetherell.
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