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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen Werner is an investment advisor representative with Waverly Advisors, LLC. James has over 20 years of experience in the financial services industry. He has worked with both individuals and institutions, providing a wide range of financial planning and investment management services. James holds Series 7, 63 and 65 licenses and is a Certified Financial Planner. James currently focuses on providing investment advice and portfolio management services to individuals, families, and businesses, with a particular interest in serving charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
07/14/2023 - Present
Waverly Advisors, LLC (BIRMINGHAM AL)
TX
02/27/2009 - 03/25/2013
FSC SECURITIES CORPORATION (AUSTIN TX)
TX
10/28/2005 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (AUSTIN TX)
AZ
12/13/1993 - 10/25/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
08/06/1992 - 08/27/1992
DICKINSON & CO. (DES MOINES IA)
IA
Issued 07/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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