Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen Walker is a financial advisor with over 30 years of experience in the industry. James has been with LPL Financial LLC since 2009 and has a strong track record of helping clients achieve their financial goals. James holds a Series 7 and Series 63 license, as well as the SIE and Series 24. James also holds the Certified Financial Planner designation. Before joining LPL Financial LLC, James worked with Waterstone Financial Group, Inc., Dreher & Associates, Inc., A. G. Edwards & Sons, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. James is dedicated to providing his clients with personalized financial advice and guidance to help them make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
01/02/2024 - Present
LPL Financial LLC (ELMHURST IL)
IL
10/28/2002 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (WESTMONT IL)
IL
11/11/1998 - 10/28/2002
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
MO
09/26/1994 - 09/30/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MN
03/05/1993 - 10/05/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/05/1993 - 10/05/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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