Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen Valis is an investment advisor representative, licensed in Louisiana, Massachusetts, and Texas. James Allen Valis has been in the financial services industry since 2003. James Allen Valis works for Private Advisor Group, LLC. Private Advisor Group, LLC is an independent investment advisor firm. James Allen Valis provides investment advisory services through Private Advisor Group, LLC. The firm is separate from and independent of LPL Financial. James Allen Valis is also a registered representative of LPL Financial LLC. James Allen Valis's expertise includes financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. James Allen Valis is also a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
MA
04/04/2017 - Present
Private Advisor Group, LLC (HOPKINTON MA)
MA
10/25/2005 - 03/08/2013
FIDELITY BROKERAGE SERVICES LLC (FRAMINGHAM MA)
MO
01/02/2003 - 10/14/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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