Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen Sharp is a financial advisor at Regions Securities LLC. James has been a financial advisor since 2000. James's experience includes investment banking and general securities. James is licensed to sell securities in all states of the United States. James's firm is based in Charlotte, NC and offers a range of services to its clients, including investment banking, and general securities. James is a Series 7 and 79 licensed representative and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/20/2015 - Present
Regions Securities LLC (Charlotte NC)
MO
01/29/2003 - 06/13/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
11/01/2000 - 12/17/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 03/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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