Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen Shanton is a financial advisor at Mercer Global Advisors Inc. based in Newport Beach, CA. James has been in the financial services industry since 1997 and has a wide range of experience working with both individuals and businesses. James is a CERTIFIED FINANCIAL PLANNER™ professional. He is registered as an investment advisor in California and Texas. Prior to joining Mercer Global Advisors Inc. James worked at PURSHE KAPLAN STERLING INVESTMENTS and FSC SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/23/2023 - Present
Mercer Global Advisors Inc. (Newport Beach CA)
CA
10/09/2009 - 09/12/2014
PURSHE KAPLAN STERLING INVESTMENTS (COSTA MESA CA)
CA
03/20/1997 - 10/14/2009
FSC SECURITIES CORPORATION (COSTA MESA CA)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure James Shanton is the right advisor for you? Invested Better is here to help.
